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N-PORT vs N-CEN: fund holdings vs census

By Flock Research · Filings research desk

On N-PORT vs N-CEN, both are filings that registered funds make with the US Securities and Exchange Commission (SEC), but they answer different questions. Form N-PORT answers "what does the fund own", reporting portfolio holdings. Form N-CEN answers "how is the fund built and run", reporting an annual operational census. This guide compares N-PORT vs N-CEN across what each reports and how often. It is not investment advice.

Definition

N-PORT versus N-CEN

are both SEC filings by registered funds. N-PORT reports the fund's portfolio holdings and is filed quarterly. N-CEN is an annual operational census covering the fund's structure, service providers, and practices, not its holdings. Source: SEC.

What does each report?

N-PORT is the portfolio report. It sets out the fund's positions, and complete quarter-end holdings are made public on EDGAR, so a reader can see what the fund actually held. N-CEN is the census. It reports the fund's organizational structure, its series and class identifiers, its service providers, and operational practices like securities lending and derivatives use. N-CEN tells you how the fund is wired; N-PORT tells you what is inside it.

How do they differ?

The differences come down to content, frequency, and what a reader can learn.

What to checkN-PORTN-CEN
ReportsPortfolio holdingsOperational and organizational data
Shows what the fund ownsYesNo
FrequencyQuarterly (current regime)Annual
DeadlineComplete quarter-end holdings public on EDGARWithin 75 days of fiscal year-end
FormatStructured, machine-readableStructured, machine-readable

Quarterly vs annual

N-PORT reports holdings each quarter; N-CEN files the operational census once a year

Source: SEC

Which one should you read?

Read whichever matches the question. To see what a fund holds, read the N-PORT. To understand how a fund is organized and who services it, read the N-CEN. For how a fund cast its proxy votes, that is a separate record on Form N-PX. And for a manager-level snapshot of large US equity positions across the manager's book, the 13F is the disclosure to read.

Both N-PORT and N-CEN sit on the SEC's EDGAR system, free to read. Flock reads disclosure filings and keeps each one dated and linked to its source, so you can move from a summary to the original filing in one step. What any of it means for your money is your call to make.

Frequently asked questions

What is the difference between N-PORT and N-CEN?

Both are SEC filings by registered funds. Form N-PORT reports the fund's portfolio holdings and is filed quarterly. Form N-CEN is an annual operational census covering how the fund is organized, its service providers, and its practices, not its holdings. Source: SEC.

Which one shows what a fund owns?

Form N-PORT shows what a fund owns. It reports the fund's portfolio positions, and complete quarter-end holdings become public on EDGAR. Form N-CEN does not list holdings; it reports operational and organizational data. Source: SEC.

How often is each filed?

Form N-PORT is filed on a quarterly basis under the current regime, with complete quarter-end holdings made public. Form N-CEN is filed annually, within 75 days of the fund's fiscal year end. Source: SEC.

Are N-PORT and N-CEN filings public?

Yes. Both are filed on the SEC's EDGAR system in a structured format and are free to read. You can find either by searching the fund or fund family name. Source: SEC EDGAR.

Flock tracks these filings, sourced, dated, and linked back to the original. See what smart-money entities disclosed, without the guesswork about what it means.

Disclosures shown are public regulatory filings. Data may be delayed or incomplete. Smart-money entities may no longer hold positions shown. Not investment advice.

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